# Missing Certification or Compliance Documentation in Division 07 Thermal and Moisture Protection submittals

> Source: https://deviationcheck.com/divisions/07-thermal-moisture-protection/missing-certification/

A required listing, test report, certification, or compliance document is absent from the submittal package.

## What to look for in Division 07 Thermal and Moisture Protection

Required certifications in Div 07 submittals:
- **FM Approvals** (Factory Mutual) for roof assemblies (wind uplift, fire, hail)
- **UL listing** for fire-rated assemblies, firestop systems
- **UL/WHI (Warnock Hersey Intertek)** fire resistance assembly listings
- **NRCA (National Roofing Contractors Association)** compliance
- **ASTM test reports** (E96 vapor permeance, E84 flame spread, D4541 adhesion, C518/C177 thermal, E2357 air leakage, E1886/E1996 wind-borne debris)
- **ICC-ES ESR** for proprietary systems (air barriers, insulation systems)
- **NFPA 285** test report for exterior wall assemblies with combustible components
- **Manufacturer system warranty letter** (NDL - No Dollar Limit, or limited)
- **Roof system warranty application** (10/15/20/25/30 year terms)
- **Manufacturer's inspection letter** (pre-warranty inspection)
- **SPFA (Spray Polyurethane Foam Alliance)** certification for SPF applicators
- **ABAA (Air Barrier Association of America)** certification for air barrier installers
- **LEED documentation** (recycled content, SRI for cool roofs, regional materials)

## Severity

Default grade: Fix and Resubmit. Escalates to Blocker when the missing document is a code or life-safety requirement (UL listing, fire rating).